Head of Compliance
Starting off as a Tied Financial Adviser and moving on to Independent advice in the eighties and early nineties, Mark found his strengths laid more in IFA Firm regulation so in 1994 he went to work for a high net worth practice in Weybridge as their Compliance Manager.
Five years later Mark emigrated to America and worked in the mortgage market. This gave him a different perspective on culture, economic outlook and business which he has put to good use on his return. Mark then returned in 2009 and worked in Compliance for an IFA Network with 450 Advisers.
Following this, Mark had interest in the acquisition space and set up a Compliance Department for a large South Coast IFA practice. After running this successfully for a few years, he left and joined a National IFA who also concentrated on acquisitions, as a Regional Compliance Manager.
Mark now looks after the Compliance, Training and Competence areas of the business.
